Sample questionnaires
The questionnaire that you use can depend on your industry, geographic area, jurisdiction, or the particular nature of your operations. These questionnaires are provided as part of the base system and are samples that shouldn’t be implemented into your risk management program without first being reviewed and approved by your legal team.
Types of Questionnaire template
| Name | Risk Area | Regulation or Purpose | Classification |
|---|---|---|---|
| IRQ - 3rd Party Engagement Onboarding | None | Scope external due diligence sent | IRQ Template |
| IRQ - 3rd Party Engagement Onboarding - Singapore | None | Scope external due diligence sent | IRQ Template |
| IRQ - 3rd Party Engagement Onboarding - EU | None | Scope external due diligence sent | IRQ Template |
| IRQ - 3rd Party Engagement Additional Due Diligence | None | Scope external due diligence sent | IRQ Template |
| IRQ - 3rd Party Engagement Renewal | None | Scope external due diligence sent | IRQ Template |
| IRQ - 3rd Party Eng. Offboarding No Due Diligence | None | Scope external due diligence sent | IRQ Template |
| IRQ - 3rd Party Eng. Offboarding with Due Diligence | None | Scope external due diligence sent | IRQ Template |
| OSHA - Sample Questionnaire | Compliance Risk | OSHA | Questionnaire template |
| FDA - Sample Questionnaire | Compliance Risk | FDA | Questionnaire template |
| Financial - Sample Questionnaire | Financial Risk | Questionnaire template | |
| ABAC - Sample Questionnaire | Anti-Bribery and Corruption Risk | Questionnaire template | |
| Export Control - Sample Questionnaire | Business Continuity Risk | Questionnaire template | |
| Supply Chain - Sample Questionnaire | Business Continuity Risk | Questionnaire template | |
| CCPA - Sample Questionnaire | Privacy Risk | Questionnaire template | |
| HIPPA - Sample Questionnaire | Privacy Risk | Questionnaire template | |
| GDPR - Sample Questionnaire | Privacy Risk | Questionnaire template | |
| BCM - Sample Questionnaire | Business Continuity Risk | Questionnaire template | |
| NIST - Sample Questionnaire | Security Risk | Questionnaire template | |
| Environmental Full - Sample Questionnaire | Environmental Risk | Questionnaire template | |
| Environmental Lite - Sample Questionnaire | Environmental Risk | Questionnaire template | |
| ESG - Sample Questionnaire | Environmental Risk | Questionnaire template | |
| CAIQ 4.0.2 Sample Questionnaire | Security Risk | Questionnaire template | |
| FCPA Sample Questionnaire - UK | Anti-Bribery and Corruption Risk | Questionnaire template | |
| TPRM General Question Sample Questionnaire | Compliance Risk | Questionnaire template | |
| German Supply Chain Due Diligence - Sample Questionnaire - EU | Business Continuity Risk | Questionnaire template | |
| PCI DSS - Sample Questionnaire | Compliance Risk | Questionnaire template | |
| SOX - Sample Questionnaire | Compliance Risk | Questionnaire template | |
| AML - Sample Questionnaire | Anti-Bribery and Corruption Risk | Questionnaire template | |
| SEC - Sample Questionnaire | Financial Risk | Questionnaire template | |
| CFPB - Sample Questionnaire | Compliance Risk | Questionnaire template | |
| FTC - Sample Questionnaire | Compliance Risk | Questionnaire template | |
| CAA Clean Air Act - Sample Questionnaire | Environmental Risk | Questionnaire template | |
| CWA Clean Water Act - Sample Questionnaire | Environmental Risk | Questionnaire template | |
| FAA Federal Aviation Admin Sample Questionnaire - US | Compliance Risk | Questionnaire template | |
| DOT Department of Transportation - Sample Questionnaire - US | Compliance Risk | Questionnaire template | |
| IRS Internal Revenue Service - Sample Questionnaire - US | Compliance Risk | Questionnaire template | |
| Operational Resiliency - Sample Questionnaire | Resiliency Risk | Questionnaire template | |
| Competition - Sample Questionnaire | Compliance Risk | Questionnaire template | |
| Supply Chain Resiliency - Sample Questionnaire | Resiliency Risk | Questionnaire template | |
| 12CFR Part 1016 Privacy -Sample Questionnaire | Privacy Risk | Questionnaire template | |
| GLBA Gramm-Leach-Bliley Act - Sample Questionnaire - US | Privacy Risk | Questionnaire template | |
| RBI Reserve Bank of India - Sample Questionnaire - India | Financial Risk | Questionnaire template | |
| Medical Billing - Sample Questionnaire | Compliance Risk | Questionnaire template | |
| MiFID II Markets in Financial Instruments Directive II - Sample Questionnaire - EU | Financial Risk | Questionnaire template | |
| PSD2 Payment - Sample Questionnaire -EU | Compliance Risk | Questionnaire template | |
| Conflict Minerals - Sample Questionnaire | Reputational Risk | Questionnaire template | |
| Hi-Trust Health Info Trust Alliance - Sample Questionnaire | Security Risk | Questionnaire template | |
| Bribery Act 2010 - Sample Questionnaire | Anti-Bribery and Corruption Risk | Questionnaire template | |
| CPRA California Privacy Rights Act - Sample Questionnaire | Privacy Risk | Questionnaire template | |
| CIS Critical Security Controls - Sample Questionnaire | Security Risk | Questionnaire template | |
| Cyber Essentials - Sample Questionnaire | Security Risk | Questionnaire template | |
| MAS Monetary Authority of Singapore BCM - Sample Ques. - Singapore | Business Continuity Risk | Questionnaire template | |
| PDPA Personal Data Protection Act - Sample Ques. - Singapore | Compliance Risk | Questionnaire template | |
| CSA Cyber Security Agency of Singapore - Sample Ques.- Singapore | Security Risk | Questionnaire template | |
| Sustainable Singapore Blueprint - Sample Ques - Singapore | Environmental Risk | Questionnaire template | |
| Strategic Goods (Control) Act - Sample Ques. - Singapore | Business Continuity Risk | Questionnaire template | |
| Workplace Safety and Health Act WSHA - Sample Ques. - Singapore | Compliance Risk | Questionnaire template | |
| Singapore's anti-corruption and bribery regulations - Sample Ques. - Singapore | Anti-Bribery and Corruption Risk | Questionnaire template | |
| TradeFirst - Sample Questionnaire - Singapore | Business Continuity Risk | Questionnaire template | |
| EU-OSHA - Sample Ques. - EU | Compliance Risk | Questionnaire template | |
| Element Product Risk - Sample | Questionnaire template | ||
| Element Facility Risk - Sample | Questionnaire template | ||
| Element Facility Datacenter Risk - Sample | Questionnaire template | ||
| Element Beneficial Owner Risk - Sample | Questionnaire template | ||
| Element - Product Info. Collection- Sample | Third-party element collection | Questionnaire template | |
| Element - Facility General Info. Collection- Sample | Third-party element collection | Questionnaire template | |
| Element - Facility Datacenter Info. Collection- Sample | Third-party element collection | Questionnaire template | |
| Element - Beneficial Owner Info. Collection- Sample | Third-party element collection | Questionnaire template |