Regulatory alerts
The List view in the Regulatory Change Management application in the Compliance Workspace displays all the regulatory alerts received under the Regulatory alerts option in the menu. The Unassigned alerts list displays all the new and unassigned regulatory alerts. The Type column in the Unassigned alerts list displays the type of the regulatory alert.
The regulatory alerts are of two types:
- Regulatory event alert
- A regulatory event alert is a notification that informs you when there’s a change in the regulations or laws that a business or firm must follow. These alerts are designed to keep you up-to-date with the latest legal and regulatory changes that could impact company’s business operations, compliance practices such as policies/procedures, or risk management.
- Source document alert
- A source document is any type of official document or publication (curated by Thomson Reuter-Regulatory Intelligence) that provides important information regarding laws, regulations, and guidelines. These documents are often created by regulatory bodies, government agencies, or authoritative organizations
Regulatory event alerts page
The regulatory event alerts page displays the following tabs and related lists by default:
- Overview tab
- Details tab
- Impacted areas
- Risk assessments
- Regulatory assessments
- Regulatory tasks
Source document alerts page
The source document alerts page displays the following tabs by default:
- Overview tab
- Details tab
- Regulatory tasks
Overview page of a regulatory alert
The overview page displays the following:
- Action tasks that are open, new, in progress, and overdue
- Issues that are open, new, in progress, closed, and overdue
- Impact assessment progress percentage
- A drop-down list to filter completed, open, and overdue regulatory assessments and risk assessments
- Impact assessments score breakdown