Verify the SOX Content Pack in Risk Management

  • Release version: Washingtondc
  • Updated February 1, 2024
  • 1 minute to read

    • After importing the SOX Content Pack, verify and edit the entity types, entities, risk statements, risks, and assessments within the Risk Management application.

    Before you begin

    Role required: Risk Admin (sn_risk.admin)

    Procedure

    1. Navigate to All > Risk > Scoping > Profile Type.
      A SOX Processes entity type is added and is used to generate the SOX entities:
      • Accounts Receivable
      • Accounts Payable
      • Commissions
      • Equity
      • Entity Level
      • Financial Reporting
      • Fixed Assets
      • General Ledger
      • Human Resources
      • In Scope Application
      • Inventory
      • ITGC
      • Payroll
      • Purchasing
      • Revenue Recognition
      • SAP
      • SDLC
      • Tax
      • Travel and Expense
      • Treasury
      Profile type record is pictured with the Profiles related list
    2. Under the Profile filters related list, a filter is added to query the SOX processes table for the generation of SOX profiles.Profile type record is pictured with the Profile Filters Related List
    3. Navigate to Risk > Risk Library > Risk Statements.
      All SOX risk statements have been added in the Draft state and the Risk Assessment is assigned to them.
      Risk statements
    4. Navigate to Risk > Risk Register > Risks.
      All SOX risk statements have been added in the Draft state and the Risk Assessment is assigned to them.
      Risks

    Result

    For information about the SOX Risk Dashboard, see SOX Content Pack dashboard and reports.