Level 4 LEI Validation Report columns

  • Release version: Australia
  • Updated May 15, 2026
  • 3 minutes to read

    • The Level 4 LEI Validation Report (Level4_LEI_Validation_Report.csv) is generated during Plain-CSV Reporting Package download and lists the validation result for each Legal Entity Identifier (LEI) code found in the reporting package.

    The report is included in Consolidated_Reports.zip alongside the Level 3 DPM Validation Summary. It covers LEI codes sourced from the DORA reporting tables that contain LEI fields, including Legal entities (B.01.02), ICT third-party service providers (B.05.01), and other sheets where LEI codes appear. Each row in the report represents a single LEI code occurrence, ordered by sheet name and then row number.

    For information on how to review and resolve validation results, see Validate Legal Entity Identifier codes for DORA reporting.
    Note:
    Name, Country, Entity Status, and Registration Status values are derived from the GLEIF API response used during validation.
    Figure 1. Level 4 LEI validation report example
    Level 4 LEI Validation Report (Level4_LEI_Validation_Report.csv)
    Table 1. Level 4 LEI Validation Report columns
    Column Description
    Sheet Name The DORA reporting table that contains the LEI code, for example, b_01.02 or b_05.01.
    Row Number The row number of the LEI code within the generated CSV sheet. Use this value together with Sheet Name to locate the specific record in the reporting package.
    Column The column identifier within the source reporting table that contains the LEI code, for example, c0010. Use this value together with Sheet Name and Row Number to precisely locate the field.
    LEI Code The Legal Entity Identifier code that was validated, as stored in the digital resilience register.
    LEI Format Valid Indicates whether the LEI code meets the ISO 17442 format requirement: 20 characters, with the first 18 characters being uppercase alphanumeric and the last two being digits. Values: Yes or No. If No, the LEI is not sent to GLEIF for further validation.
    LEI Checksum Valid Indicates whether the LEI code passes the MOD 97-10 checksum as specified by ISO 17442. Values: Yes or No. If No, the Validation Result is Fail regardless of other results.
    LEI Found Indicates whether the LEI code exists in the GLEIF database. Values: Yes, No, or N/A (when the GLEIF API was unavailable during validation).
    Entity Status The entity registration status returned by GLEIF. Expected value for a valid LEI is ACTIVE. Other values include INACTIVE and NULL when the LEI is not found. N/A when the GLEIF API is unavailable.
    Entity Status ISSUED. Other values include LAPSED, RETIRED, PENDING_VALIDATION, and ANNULLED. Empty when the LEI is not found. N/A when the API is unavailable.
    Entity Name (Input) The entity name as recorded in the digital resilience register for this LEI code.
    Name (GLEIF) The legal name returned by the GLEIF database for this LEI code. Empty when the LEI is not found. N/A when the API is unavailable.
    Name Match Indicates whether the entity name in the system matches the legal name returned by GLEIF for this LEI code. Values: Match, No match, or N/A. A mismatch results in a Warning rather than a Fail.
    Country code (Input) The country code as recorded in the digital resilience register for this LEI code.
    Country code (GLEIF) The country returned by the GLEIF database for this LEI code. For legal entities also appearing in B.01.02, this reflects the registered country. For third-party-only rows in B.05.01, this reflects the headquarters country. Empty when the LEI is not found. N/A when the API is unavailable.
    Country Match Indicates whether the country code in the system matches the country returned by GLEIF for this LEI code. Values: Match, No match, or N/A. A mismatch results in a Warning rather than a Fail.
    Corroboration Level The GLEIF corroboration level indicating how thoroughly the record has been verified against authoritative public sources. Values: FULLY_CORROBORATED: all mandatory fields verified; PARTIALLY_CORROBORATED: some fields verified; ENTITY_SUPPLIED_ONLY: data provided by the entity. This field does not affect the Validation Result.
    Validation Result The overall validation outcome for this LEI code. Values: Pass, Warning, Fail, or N/A.
    Validation logic:
    • Fail: Any of the following conditions apply: LEI Format Valid = No, LEI Checksum Valid = No, LEI Found = No, Entity Status is not ACTIVE, or Registration Status is not ACTIVE or ISSUED.
    • Warning: LEI is found and active/issued, but Name Match or Country Match is No match.
    • Pass: All validation checks pass and Name and Country match GLEIF data.
    • N/A: GLEIF API was unavailable during validation.
    Validation Messages A descriptive message explaining the validation result, for example, "LEI not found in GLEIF database" or "Entity name mismatch". Use this message to identify the issue and determine the required correction.